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Oro Exam Prep
Design your perfect FINRA SIE practice exam. Select topics and choose your length.
1. Select Topics
All Topics (Comprehensive Exam)
Section 1: Knowledge of Capital Markets
1.1 Regulatory Entities, Agencies and Market Participants
1.2 Market Structure
1.3 Economic Factors
1.4 Offerings
Section 2: Understanding Products and Their Risks
2.1.1 Equity Securities
2.1.2 Debt Instruments
2.1.3 Options
2.1.4 Packaged Products
2.2 Investment Risks
Section 3: Understanding Trading, Customer Accounts and Prohibited Activities
3.1 Trading, Settlement and Corporate Actions
3.2 Customer Accounts and Compliance Considerations
3.3 Prohibited Activities
Section 4: Overview of the Regulatory Framework
4.1 SRO Regulatory Requirements for Associated Persons
4.2 Employee Conduct and Reportable Events
2. Number of Questions
10 Questions
Quick warmup
20 Questions
Standard session
50 Questions
Standard session
All Available
Full marathon
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